Bank of America to pay $7.5M settlement to SEC for alleged reporting oversight
Bank of America has agreed to pay a $7.5 million settlement to the U.S. Securities and Exchange Commission to resolve ...
Tag: U.S. Securities and Exchange Commission (SEC)
SEC chair warns of ‘AI washing’
LAS VEGAS — Securities and Exchange Commission Chair Gary Gensler is warning companies against “AI washing” or making false claims ...
SEC plans to tighten data breach regulation
The Securities Exchange Commission has proposed stricter regulations on how financial institutions deal with data breaches as cyberattacks climb. The ...
Regtech SteelEye eyes US expansion
Fresh off a $21 million funding round, London-based regulatory technology provider SteelEye is expanding into the U.S. as it anticipates ...
Technology spend up 5% at State Street
State Street Bank spent $423 million on technology and communications in the first quarter, up 5% year over year but ...
Crypto firms including Coinbase, Gemini work together to meet U.S. money-laundering rule
Coinbase Global Inc., Gemini Trust Co. and Robinhood Markets Inc. are among firms helping to build a platform to comply ...
Proposed SEC rule would have advisors stepping up ‘cyber hygiene’
The U.S. Securities and Exchange Commission (SEC) on Wednesday voted in favor of creating a “cyber hygiene program” with rules ...
Blockchain-fueled stock exchange BSTX gets greenlight From SEC
The BSTX exchange won approval from U.S. regulators for a plan to use blockchain technology to fuel key aspects stock ...
Top 5 crypto stories of 2021: Riding the crypto wave
There can be no doubt it's been a huge year for cryptocurrency and its underlying blockchain technology as an increasing ...
Crypto unlikely to survive as investment if unregulated, SEC chairman says
Cryptocurrency as an asset class won't survive unless it's properly regulated, and while it isn't, investors face harm — and ...
