Guess Which Startup is Looking to Hire a Regulatory Counsel
Attention lawyers: Robinhood is hiring. The mobile trading startup’s legal department seeks an attorney with “experience in securities and broker-dealer ...
Tag: regulators
Australian and Swiss Regulators Partner to Promote Cross-Border Fintech Innovation
The Australian Securities and Investments Commission (ASIC) and Swiss Financial Markets Authority (FINMA) have partnered to promote cross-border fintech innovation. ...
Here’s How Citizens Bank Gets Regulators to OK Its FinTech Initiatives
Is there a way to prevent regulators from derailing a bank's fintech initiatives? Jill Castilla, president and CEO of Citizens ...
Blame Regulators for Loan to San Bernardino Shooter, Not Prosper or Citi
The tumult surrounding the $28,500 loan through Prosper to Syed Rizwan Farook, one of the shooters that killed 14 people, can ...
Why IT Needs to Be Part of the Regulatory Compliance Debate
The ABA's Frank Keating argues that banks deserve "balanced, nuanced" regulatory compliance that does not upend their economic prospects, particularly ...
Revoke HSBC’s Banking Charter
HSBC deserves to have its banking charter revoked, plain and simple. While America was in a turkey stuffing-induced slumber, HSBC ...
